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The Securities Law Firm of Menzer Hill, P.A., Files an Arbitration Claim
Headline News | 2010/12/03 09:52
pThe Securities Law Firm of Menzer amp; Hill, P.A., a href=http://www.suemyadvisor.comwww.suemyadvisor.com/a, announced today it filed an arbitration claim against NEXT Financial Group (“NEXT”), for its failure to supervise one of its financial advisors who engaged in unauthorized and excessive trading within an investor’s account./ppConsistent with the arbitration claim this Firm just filed, the Financial Industry Regulatory Authority’s (“FINRA”) BrokerCheck website, on November 10, 2010, states that NEXT “did not have a reasonable system for reviewing the transactions of its registered representatives for excessive trading.” /ppGary Menzer, co-founder and managing partner of Menzer amp; Hill, P.A., says “the $400K fine and regulatory action FINRA assessed against NEXT is not surprising considering the activity we uncovered in the account of one of our clients and customer of NEXT.”nbsp; Investors are encouraged to contact Menzer amp; Hill, P.A. if they believe their accounts are being excessively traded by their brokers or are subject to other abuses./ppThe attorneys at the Securities Law Firm of Menzer amp; Hill, P.A. are dedicated to pursuing claims on behalf of investors who have suffered investment losses.nbsp; /ppFor a free case evaluation or to discuss this matter, please contact the Securities Law Firm of Menzer amp; Hill, P.A., at 888-923-9223, or visit us on the web at a href=http://www.suemyadvisor.comwww.suemyadvisor.com/a
/p


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